Capital Formation/Private Placement

Navigating the financing maze with experience.

Our clients rely on our ability to assist them in developing strategic initiatives for their businesses that include formation packages and all types of public and private financing options. We participate with them in developing business plans, growth strategies, employee compensation programs and governance structures needed to meet their objectives. Then we apply our resources, experience and relationships to secure funding with the legal skill to effectively advise on any type of transaction.

Our areas of expertise include:

  • Capital plan development
  • Capital strategies
  • Debt sourcing
  • Equity sourcing

Recent Capital Formation/Private Placement Representative Matters

  • Represented regional sponsor and developer of free standing emergency departments in multiple capital raises through private placements under Regulation D of the Securities Act of 1933.
  • Representation of a revenue cycle management company in its initial organization and ongoing corporate needs.
  • Representation of a memory care facility in connection with its initial organization and round one capital.
  • Served as lead counsel to a direct-to-the-installer automotive parts supplier in the recapitalization and sale of 80% of its interest to a Japanese global conglomerate. The total transaction value was $180 million.
  • Represented a Houston-based software developer in capital formation and general contract negotiations.

Business Group Contacts

Steve Kesten

  • Shareholder, Business Group Chair
  • 832.615.4246
  • E-mail Steve

Gary W. Miller

  • Founding Shareholder, Business Group
  • 832.615.4218
  • E-mail Gary