Capital Formation & Private Placement

Represented a start-up hydrocarbon remediation company in connection with its formation, capitalization and international legal structuring for the purpose of international commercialization of new remediation Technology.

Represented regional sponsor and developer of free standing emergency departments in connection with a consolidating restructure transaction in anticipation of a sale of the consolidated enterprise.

Represented an Arizona-based traffic solutions company in connection with $60 million equity raise through sale of preferred stock to major investment banking firm.

Represented a $25 million private equity fund, having as its primary investment focus investments in low budget film productions, in connection with the fund’s formation, capitalization and investments.

Represented a $250 million private equity fund, having a primary investment focus of mezzanine debt investments, in connection with the fund’s formation, capitalization and investments

Ongoing representation of local real estate entrepreneurs in formation and capitalization of $30 million pooled investment fund to acquire distressed income producing real properties.

Represented a Houston-based real estate development company in formation and capitalization of three investment funds having raised in excess of $25 million though private offerings under Regulation D of the Securities Act of 1933.

Represented a financial services provider with formation of a hedge fund.

Represented foreign corporations in connection with their global expansion into the United States and start-up of US based subsidiaries.

Represented an energy resilience solution provider that designs, manufactures, installs, monitors and services microgrid systems with a sizable capital raise from a strategic partner to conduct the first 100+ projects.

Represented a Houston-based dark/lit fiber network company in connection with a sizable capital raise from private equity for an enormous project involving the engineering and laying of a fiber network to connect 800 + schools located in a major city in the Midwest United States.

Lead counsel in connection with the acquisition of Amtel Partners and six add-on acquisitions of other T-Mobile dealers 

Lead counsel in connection with the acquisition of Connectivity Source Partners and ongoing representation of the combined entity, which is one of the largest T-Mobile dealers in the country

Lead counsel in connection with the entity formation, capital formation and organization of multiple private equity fund-to-funds

Represented Blackline in connection with the acquisition of two propane storage terminals in Newington, New Hampshire and Providence, Rhode Island

Represented a Houston-based investment company in formation and capitalization of a fund having raised in excess of $3 million through a private offering under Regulation D of the Securities Act of 1933.

Represented a Houston-based general contractor in capital formation and senior debt facilities.

Represented a Houston-based software developer in capital formation and general contract negotiations.

Represented a Houston-based company in connection with private equity investments for the production of a nationally televised PBS television series.

Represented an enhanced oil recovery technology company in connection with private equity investments and capital formation.

Represented a private equity partner and asset manager in the formation of various private equity funds and creation of a novel online investor portal designed to bring private equity investments into the mainstream.

Represented a Houston-based dark/lit fiber network company in connection with a sizable capital raise from private equity for an enormous project involving the engineering and laying of a fiber network to connect 800 + schools located in a major city in the Midwest United States.

Lead counsel in connection with the acquisition of Amtel Partners and six add-on acquisitions of other T-Mobile dealers 

Lead counsel in connection with the acquisition of Connectivity Source Partners and ongoing representation of the combined entity, which is one of the largest T-Mobile dealers in the country

Lead counsel in connection with the entity formation, capital formation and organization of multiple private equity fund-to-funds

Represented Blackline in connection with the acquisition of two propane storage terminals in Newington, New Hampshire and Providence, Rhode Island

Represented a Houston-based investment company in formation and capitalization of a fund having raised in excess of $3 million through a private offering under Regulation D of the Securities Act of 1933.

Represented a Houston-based general contractor in capital formation and senior debt facilities.

Represented a Houston-based software developer in capital formation and general contract negotiations.

Represented a Houston-based company in connection with private equity investments for the production of a nationally televised PBS television series.

Represented an enhanced oil recovery technology company in connection with private equity investments and capital formation.